Work with us to build a plan that follows you throughout your entire financial life.


Financial Planning


Moors & Cabot financial advisors are chosen carefully, based on criteria such as knowledge, client focus, and commitment to the profession. They are seasoned professionals who have advised clients through all market conditions and economic cycles.

We provide our advisors with access to the most respected sources of information, from research by major Wall Street firms to real-time financial news and information from around the world. Nonetheless, there are no quick answers here.

The ultimate deliverable: a plan that brings your financial goals and concerns together with a map that organizes how to get you where you want to be.

In a recent study among investors, 97% agree their plan is personally tailored to meet their unique financial goals.*

The Process


When developing a plan with your Moors & Cabot financial advisor, you are forming a true partnership. While many relationships begin with the advisor acting in the capacity of the client's portfolio manager, such as in a managed program, the planning process will keep both you and your advisor actively involved in creating your plan for the future.


As the relationship between you and your advisor develops, so too will your plan. As market conditions and goals change, so too will your plan. We pride ourselves in delivering wealth management strategies for the long term.

A strong plan is built on a comprehensive review of goals, objectives, and assets. Please see our guide for preparing for your financial planning discussion.

Tracking & Refining Your Plan
Powered by Envision®


One approach your Moors & Cabot financial advisor may take is the creation of an Envision Plan. The Envision process results in more than just a snapshot in time. It's integrated into an ongoing process of defining goals, executing an investment strategy to match, and refining over time.

As important as having a plan is, so too is tracking your progress. The plan can be made available on your online portal.

Our advisors will often engage with you to review and adjust as necessary.

*Source: Results are based on a survey conducted online by Versta Research from July-August 2016 among 762 investors with Financial Advisor relationships. Results are not representative of other client experiences or indicative of future success or performance. The Envision process is a brokerage service provided by Wells Fargo Advisors. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC.

Elements of the Envision presentations and simulation results are under license from Wealthcare Capital Management LLC © 2007-2018 Wealthcare Capital Management LLC. All Rights Reserved. Wealthcare Capital Management LLC is a separate entity and not directly affiliated with Moors & Cabot Investments.

IMPORTANT: The projections or other information generated by Envision regarding the likelihood of various investment outcomes are hypothetical in nature, do not reflect actual investment results and are not guarantees of future results. Results may vary with each use and over time.

Envision methodology: Based on accepted statistical methods, the Envision tool uses a simulation model to test your Ideal, Acceptable and Recommended Investment Plans. The simulation model uses assumptions about inflation, financial market returns and the relationships among these variables. These assumptions were derived from analysis of historical data. Using Monte Carlo simulation the Envision tool simulates 1,000 different potential outcomes over a lifetime of investing varying historical risk, return, and correlation amongst the assets. Some of these scenarios will assume strong financial market returns, similar to the best periods of history for investors. Others will be similar to the worst periods in investing history. Most scenarios will fall somewhere in between. Elements of the Envision presentations and simulation results are under license from Wealthcare Capital Management LLC ©2006-2016 Wealthcare Capital Management LLC. All Rights Reserved. Wealthcare Capital Management LLC is a separate entity and not directly affiliated with First Clearing.

Moors & Cabot Inc., member New York Stock Exchange, SIPC, FINRA

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